Financial Advisor Opportunities – New England
Our client, one of the largest financial planning and investment advisory firms in the country is seeking a CFP-level Wealth Advisor to assume client relationships from three senior advisors nearing retirement in its Northern New England region. The role is focused on servicing, retaining, and expanding a legacy client base, while growing additional business through firm-sourced leads and personal production.
With 50+ branches nationwide and 500+ employees the firm is an independent fiduciary. They have grown to be one of the largest financial planning and investment advisory firms in the country, comprised of collaborative team members who share a commitment to excellence in everything they do.
New England Region Snapshot
- Region includes Portsmouth (NH), Newburyport (MA), Brunswick (ME), Augusta (ME), and Falmouth (ME).
- Built through three acquisitions over the past three years.
- Three senior advisors are transitioning out
- Legacy fee structures (20–40 bps) require a strategic transition approach.
- Advisor must be able to travel regularly throughout southern NH and northern MA.
Compensation
- Base Salary: $200K target; up to $250K for strong candidates.
- Revenue Sharing: 20% payout on transitioned clients; 40% on self-sourced clients.
- Guarantee Period: 18 months standard, flexible up to 24 months.
- Portable Book Bonus: 1x revenue payout (minus guaranteed payments).
- Large Book Flexibility: Up to 1.5x revenue or sign-on bonuses for high producers.
Ideal Candidate
- CFP or equivalent credential; 8–15+ years’ experience.
- Proven client relationship manager with succession experience.
- Skilled communicator with ability to earn trust during transitions.
- Motivated to grow beyond the inherited book.
- Residence or ability to travel frequently in southern NH / northern MA.
For additional information, please contact:
Ryan Rogan
📧 rrogan@rogangroup.com | 📞 443-913-6397
The Rogan Group, Inc. is an executive search firm specializing in Accounting & Finance, Insurance, Legal, and Wealth Management. Headquartered in Maryland with recruiters nationwide, we manage searches on a local, regional, and national basis.
👉 To explore additional opportunities, visit us at www.rogangroup.com.